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The Law

Securities Law Deskbook

Section 10b of the Exchange Act
Rule 10b-5
Section 20 of the Exchange Act (Controlling Persons)
Section 11 of the Securities Act
Section 15 of the Securities Act (Controlling Persons)

The Private Securities Litigation Reform Act (Exchange Act)
The Private Securities Litigation Reform Act (Securities Act)
PSLRA – Safe Harbor for Forward-Looking Statements (Exchange Act)
PSLRA – Safe Harbor for Forward-Looking Statements (Securities Act)

Securities Litigation Uniform Standards Act (Exchange Act)
Securities Litigation Uniform Standards Act (Securities Act)

Federal Statute of Limitations for Securities Fraud (Sarbanes-Oxley)
Federal Statute of Limitations for Section 11 and Section 12(a) Claims (Securities Act)

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  • Disclaimer

    This blog is for informational purposes only. In other words, it does not constitute legal advice and is not intended to create an attorney-client relationship. Online readers should not act upon any information presented on this blog without seeking professional legal counsel. Finally, the posts on this blog represent the personal views of Lyle Roberts, not the views of his law firm or clients.

    The author apologizes for any factual errors in this blog. Although he will act quickly to correct errors pointed out to him, he declines to take responsibility for the mischief that may result in the interim.

The 10b-5 Daily · News and events related to securities class action litigation. Containing all facts, with particularity, and an occasional dose of commentary.
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